Our client is one of the most successful firms of independent financial advisers in UK, situated in the heart of the city. The business is 100% owned by the staff and the consultants. 

They have created a welcoming and friendly environment for consultants. They unashamedly focus on the top end of the market and expect the highest standards of regulatory compliance, but the framework is friendly and supportive. They supply training facilities, marketing back-up, administrative support. The consultants are generally highly qualified and have a range of specialist areas of knowledge and skills.

They are looking for strong individuals to join their team. You must have a real sense of self belief and the drive to achieve coupled with a desire to shape your own destiny. If this sounds like you then this company could be the perfect place to either launch or continue your career and build your own business with the support of highly experienced individuals around you.

Criteria

• You will be responsible for our client’s internal systems and processes which underpin all client activity and relationships and provide management with internal MI to manage the business.

• Define and document a robust end to end process to record all relevant and necessary client documentation

• Define and select suitable IT system to implement the defined processes
• Produce relevant adviser related KPI’s to assist management in driving growth of the business
• Produce monthly TCF MI reports together with analysis and recommendations for the board of Directors
• Work with the compliance department to ensure all client records are at all times compliant and where lacking to implement remedial action within suitable timeframe(s).
• Conduct all adviser training on use and implementation of the company’s systems and processes
• Oversee day to day management and quality of all client record